About BasisCode Compliance
BasisCode Compliance is a Financial Services company based in Atlanta (United States) founded in 2011, and was acquired by Orion in October 2021. Compliance management software is supplied to financial services firms. It operates in the Financial Services and Technology sectors. BasisCode Compliance has raised $1.25 million across 1 funding round from investors including Orion Advisor Solutions. The company has 8 employees. Its focus areas include Enterprise Applications, GRC Software, Compliance and Integrated Compliance Management. Its competitors include Wolters Kluwer, Moody's Analytics and T-REX Group; 1 of its 3 listed competitors has raised funding.
Company details
BasisCode Compliance was founded in 2011 and is based in Atlanta, United States. Software solutions for compliance management are offered to organizations in financial services, consulting, legal, accounting, fund administration, and broker-dealer sectors. Workflow events and documents are captured and archived, facilitating extraction for regulatory audits. Insider trading software is also provided, enabling real-time tracking, analysis, and detection of suspicious trades.
- Headquarters Atlanta, United States
- Employees 8
- Stage Acquired
- SectorsFinancial ServicesTechnology
- Website basiscode.com
- Social LinkedIn
- Acquired by Orion (Oct 2021)
- Total Equity Funding$1.25M (USD)
in 1 rounds
- Latest Funding Round$1.25M (USD), Seed
Nov 2014
- Investors
- Employee Count8
- Acquired byOrion
(Oct 2021)
Funding Insights of BasisCode Compliance
BasisCode Compliance has successfully raised a total of $1.25M through 1 strategic funding round. The most recent funding activity was a Seed round of $1.25 million completed in November 2014. This substantial capital infusion reflects strong investor confidence in the company's business model, growth potential, and market opportunities. The funding enables strategic expansion, product development, market penetration, and operational scaling to drive long-term value creation and competitive advantage.
- Total Funding $1.25M
- Total Rounds 1
- Last Round Seed — $1.25M
- First Round $1.25M
(Nov 2014)
All 1 funding rounds of BasisCode Compliance with amounts and investors; the two latest post-money valuations are shown, the rest are part of the premium plan.
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
|---|---|---|---|---|---|
| Nov 2014 | $1.25M | Seed | – | – | – |
1 investors in total: 1 institutional.
Investors in BasisCode Compliance
BasisCode Compliance has secured backing from 1 investor, including institutional investors. Prominent investors backing the company include Orion Advisor Solutions.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Wealth technology solutions are provided for financial advisors. | 1998 | orion.com | Omaha, United States |
Investor details for BasisCode Compliance
The complete investor list, round-by-round participation and investor portfolios require an active premium plan.
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Timeline of BasisCode Compliance
3 dated milestones of BasisCode Compliance across 10 years, from founding to its latest funding, stage changes and deals.
- Founded BasisCode Compliance is founded.
- Funding First funding round of $1.2M.
- Exit Acquired by Orion.
Competitors of BasisCode Compliance
BasisCode Compliance has 3 listed competitors in our database, 1 of them funded. They include Wolters Kluwer, Moody's Analytics and T-REX Group.
| Company Name | Domain | Founded | HQ Location | Total funding | Employees | Description |
|---|---|---|---|---|---|---|
| wolterskluwer.com | 1836 | United States | 16 | Enterprise legal processes are managed via an AI-powered platform. | ||
| moodysanalytics.com | 2008 | New York, United States | 854 | Risk management software is supplied for insurance and various sectors. | ||
| trexgroup.com | 2012 | New York, United States | $77.22M | A financial SaaS platform for renewable energy investments is offered. |
Detailed competitors of BasisCode Compliance
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- Full competitor set
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Top companies in Regulatory & Compliance Tech
3 companies that operate in the same segment as BasisCode Compliance (Regulatory & Compliance Tech) in United States, ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
CLEAR is focused on secure identity verification for seamless experiences. | 2010 | New York, New York, United States | USD 135 M | USD 900.78 M | 4,019 | |
AI-based fraud prevention for e-commerce payments is provided. | 2013 | New York, New York, United States | USD 232.02 M | USD 346.08 M | 724 | |
Compliance management solutions for financial institutions | 2014 | New York, New York, United States | USD 461 M | 815 |
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Related news about Basiscode Compliance
Complete news archive for BasisCode Compliance
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Frequently Asked Questions about BasisCode Compliance
BasisCode Compliance was founded in 2011 and raised its 1st funding round 3 years after it was founded.
BasisCode Compliance is headquartered in Atlanta, United States. It is registered at Atlanta, Georgia, United States.
BasisCode Compliance is a funded company, having raised a total of $1.25M across 1 funding round to date. The company's 1st funding round was a Seed of $1.25M, raised on Nov 2014.
BasisCode Compliance has 8 employees.
BasisCode Compliance was founded in 2011 and is based in Atlanta, United States. Software solutions for compliance management are offered to organizations in financial services, consulting, legal, accounting, fund administration, and broker-dealer sectors. Workflow events and documents are captured and archived, facilitating extraction for regulatory audits. Insider trading software is also provided, enabling real-time tracking, analysis, and detection of suspicious trades.
BasisCode Compliance's top competitors include Wolters Kluwer, T-REX Group and Moody's Analytics.
BasisCode Compliance has 1 investor. Key investors include Orion Advisor Solutions.
Yes. BasisCode Compliance was acquired by Orion in October 2021.