Regulatory Actions & Alerts Database
SEBI and RBI enforcement and regulatory actions mapped to the companies and the individuals named — the regulator, action type, the entity or person, the sanction or amount, the date and the underlying matter, sourced from SEBI and RBI and refreshed daily.
From a name to its complete regulatory enforcement history
Search by company or person and open every SEBI and RBI action mapped to that name — orders, monetary penalties, debarments and market bans, show-cause notices and settlements. Each action carries the regulator, the action type, the entity or person sanctioned, the amount or sanction imposed, the date, and the underlying matter — disclosure lapses, insider trading, fraud, governance failures or banking non-compliance. Because actions are mapped to both entities and the people named, you get a true offender view: screen a company, a promoter or a director, then connect a single name across multiple actions and regulators in one place rather than stitching orders together by hand.
Each action tagged to its regulator — SEBI or RBI — and classified by type: order, monetary penalty, debarment or market ban, show-cause notice, or settlement, so you can filter by severity.
Every action mapped to the company and to the individuals named — promoters, directors and key persons — giving a true offender view across both entities and people.
The penalty amount or sanction imposed, the order or notice date, and the status of the matter, so you can gauge materiality and recency at a glance.
The substance behind each action — disclosure lapses, insider trading, fraud, governance failures or banking non-compliance — for context during screening and review.
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What's Included
A practical set of fields built for screening, comparing, and understanding data.
Frequently Asked Questions
Quick answers commonly asked by users exploring this data.
What does a regulatory action record include? +
For each action: the regulator (SEBI or RBI), the action type — order, monetary penalty, debarment, show-cause notice or settlement — the entity or person sanctioned, the amount or sanction imposed, the date, and the underlying matter such as disclosure lapses, insider trading, fraud, governance failures or banking non-compliance.
Are actions mapped to people as well as companies? +
Yes. Every action is mapped to the company and to the individuals named — promoters, directors and key persons — giving a true offender view, so you can screen an entity or follow a single person across multiple actions and both regulators.
Where does the data come from, and how current is it? +
From the regulators themselves — SEBI and RBI enforcement orders and notices — consolidated into a standardised record and refreshed daily, so new orders, penalties and settlements stay current.
What is this database best used for? +
Compliance screening, adverse-media and enforcement checks, and ongoing monitoring — verify whether an entity or a person carries SEBI or RBI enforcement history before you onboard, invest or extend credit, and keep watchlisted names under review.