About Compliance Risk
Compliance Risk is a Financial Services company based in New York (United States) founded in 2013 by Mitch Avnet. Provider of investment advisory services. Compliance Risk has completed 1 acquisition, including Oyster Consulting. Its chief executive, as recorded, is Mitch Avnet. Its focus areas include Investment Industry and Investment Consultants.
Company details
Compliance Risk Concepts (CRC) was founded in 2013 and is based in New York, United States. Advisory services in the compliance sector are delivered by a team of senior consultants and executives. Enterprise SaaS solutions, including an AI-powered platform, are utilized by organizations to address regulatory changes and ensure product compliance. A multi-tenant platform, Compliance Scorecard, integrated with RMM, is employed by MSPs to oversee critical policies.
- Headquarters New York, United States
- Founders Mitch Avnet
- SectorsFinancial Services
- Email••••••••
- Phone•••• ••••
- Website compliance-risk.com
- Social LinkedIn X Facebook
- Investors
- Investments & Acquisitions
Funding Insights of Compliance Risk
- Total Rounds 1
- Investors Count 1
All 1 funding rounds of Compliance Risk with amounts and investors; the two latest post-money valuations are shown, the rest are part of the premium plan.
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
|---|---|---|---|---|---|
| Jan 2024 | Seed | – | – |
1 investors in total: 1 institutional.
Investors in Compliance Risk
Compliance Risk has secured backing from 1 investor, including venture fund investors. Prominent investors backing the company include MidOcean Partners.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Private equity and debt fund focused on consumer and business services sectors | 2003 | midoceanpartners.com | New York, United States |
Investor details for Compliance Risk
The complete investor list, round-by-round participation and investor portfolios require an active premium plan.
- Complete investor list
- Round participation
- Investor portfolios
- Co-investor network
Verified entity values are shown only after access is granted.
People of Compliance Risk
27 people are tracked at Compliance Risk (12 in leadership, 15 in team).
| Name | Role | Group |
|---|---|---|
Mitch Avnet | Founder & CEO | Leadership |
David J. Amster | Principal And Head Of Fund And Dealer Advisory | Leadership |
Darren Norwood | Associate Director, Engagement Manager | Leadership |
Lilian Colpas | Associate Director, Investment Advisory | Leadership |
Jaclyn Bowdren | Managing Principal And Chief Operating Officer | Leadership |
Kaitlyn Gibbs | Director, Investment Adviser Registration, Regulatory Research, & Regulatory Change Management | Leadership |
Jason Wachtel | Partner | Leadership |
Kristy Wright | Vp, HR And Operations | Leadership |
Scott Brown | Associate Director, Compliance And Financial Operations | Leadership |
Lilian C. | Director, Head Of Investment Advisory Support | Leadership |
Kim Ryan | Associate Director | Leadership |
Roland Reyes | Principal And Head Of Execution Services | Leadership |
Peter Sivere | Regulatory Compliance Professional | Team |
Sam Fleischman | Senior Regulatory Compliance Professional | Team |
Jeff Press | Senior Regulatory Compliance Professional | Team |
Kris Bartscht | Compliance Professional | Team |
Edward Kuhnel | Senior Regulatory Compliance Professional | Team |
Clint Stiger | Regulatory Compliance Professional | Team |
Kim Matisoff | Sr. Compliance Professional | Team |
Ashley Latourelle | Senior Regulatory Compliance Professional | Team |
7 more people are available in the full profile.
Complete people profiles for Compliance Risk
Full employee and board profiles, team structure, tenure and professional contact details require an active premium plan.
- Full employee list
- Team structure
- Board tenure
- Professional contacts
Verified entity values are shown only after access is granted.
Investments & Acquisitions by Compliance Risk
Compliance Risk has strategically engaged in corporate development activities, having acquired 1 company. Notable acquisitions include Oyster Consulting.
| Company Name | Description | Domain | Location | Founded | Acquired | Amount |
|---|---|---|---|---|---|---|
Provider of consulting, outsourcing, and compliance software for wealth management firms | oysterllc.com | Glen Allen, United States | 2008 | Jun 2025 | •••• |
Complete acquisition details for Compliance Risk
Acquired stakes, deal sources and the complete acquisition history require an active premium plan.
- Acquired stakes
- Deal sources
- Complete history
- Exports
Verified entity values are shown only after access is granted.
Timeline of Compliance Risk
3 dated milestones of Compliance Risk across 12 years, from founding to its latest funding, stage changes and deals.
- Founded Compliance Risk is founded.
- Funding First funding round.
- Acquisition Acquires Oyster Consulting.
Web traffic of Compliance Risk
The website of Compliance Risk (compliance-risk.com) receives about 2.7K visits a month.
- Monthly visits2.7K
▼ 32.8% vs previous month
Websites whose visitors overlap most with Compliance Risk. Affinity shows how closely the audiences match.
| Website | Domain | Audience affinity | Monthly visits | Global rank | Profile |
|---|---|---|---|---|---|
| crc-india.com | 100% | #11,288,327 | View details |
Top companies in Investment & Wealth Tech
3 companies that operate in the same segment as Compliance Risk (Investment & Wealth Tech) in United States, ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
Cloud-based website builder tool | 2003 | New York, New York, United States | USD 591.5 M | USD 16.79 M | 2,161 | |
Alternative investment platform for startups and investors is operated. | 2010 | San Francisco, California, United States | USD 100 M | 523 | ||
Web3 infrastructure solutions are offered via a blockchain platform. | 2021 | Palo Alto, California, United States | USD 336 M | 186 |
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Frequently Asked Questions about Compliance Risk
Compliance Risk was founded in 2013 and raised its 1st funding round 11 years after it was founded.
Compliance Risk is headquartered in New York, United States. It is registered at New York, New York, United States.
Mitch Avnet is the CEO of Compliance Risk, as recorded in our data. They have also founded this company.
Compliance Risk Concepts (CRC) was founded in 2013 and is based in New York, United States. Advisory services in the compliance sector are delivered by a team of senior consultants and executives. Enterprise SaaS solutions, including an AI-powered platform, are utilized by organizations to address regulatory changes and ensure product compliance. A multi-tenant platform, Compliance Scorecard, integrated with RMM, is employed by MSPs to oversee critical policies.
Compliance Risk has made 1 acquisition, including Oyster Consulting.
Compliance Risk has 1 investor. Key investors include MidOcean Partners.