About FINRA
FINRA is a company based in United States founded in 2007. FINRA offers products and services including FINRA Gateway, BrokerCheck, and DR Portal.
- Latest Funding Round$229.98K (USD), Grant
Jun 2008
- Investors
Products & Services of FINRA
FINRA offers a comprehensive portfolio of products and services, including FINRA Gateway, BrokerCheck, and DR Portal.
Platform for firms to access filings and reports for regulatory compliance.
Tool to research and verify brokers and firms for investor safety.
Portal for managing arbitration and mediation cases in securities disputes.
Apps and channels of FINRA
its YouTube channel FINRA has 2.76K subscribers and 30 videos.
Videos from FINRA
The most watched videos on FINRA's YouTube channel, FINRA (2.76K subscribers). Click a video to play it here.
More on FINRA.
Funding Insights of FINRA
- Total Rounds 1
- Last Round Grant — $229,980
- First Round $229,980
(Jun 2008)
- Investors Count 1
All 1 funding rounds of FINRA with amounts and investors; the two latest post-money valuations are shown, the rest are part of the premium plan.
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
|---|---|---|---|---|---|
| Jun 2008 | $229,980 | Grant | – | – |
1 investors in total: 1 institutional.
Investors in FINRA
FINRA has secured backing from 1 investor, including institutional investors. Prominent investors backing the company include USAID.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Global poverty and development are addressed through USAID initiatives. | 1961 | usaid.gov | - |
Investor details for FINRA
The complete investor list, round-by-round participation and investor portfolios require an active premium plan.
- Complete investor list
- Round participation
- Investor portfolios
- Co-investor network
Verified entity values are shown only after access is granted.
People of FINRA
69 people are tracked at FINRA (32 in leadership, 19 in board & advisors, 18 in team).
| Name | Role | Group |
|---|---|---|
Robert Cook | CEO & President | Leadership |
Gene DeMaio | Head of Regulatory Services | Leadership |
Jennifer Piorko Mitchell | VP, Corporate Governance & Deputy Corporate Secretary | Leadership |
Andrew Meyers | Senior Director, HR Business Partner | Leadership |
Tigran Khrimian | Senior Vice President, Chief Technology Engineering Officer | Leadership |
Ivy Ho | VP, Technology | Leadership |
Michael Seek | VP, Internal Audit | Leadership |
Andrew Dobry | VP, Internal Audit | Leadership |
Tim Mountz | Senior Vice President and Chief Litigation Counsel | Leadership |
Michael Garawski | Senior Vice President and Director, Appellate Group | Leadership |
Lisa Arnesen | VP, People Analytics & Operations | Leadership |
Katie Kuehns | Senior Director, Human Resources Business Partner | Leadership |
Gloria Dalton | VP, Office of International Affairs | Leadership |
Richard Berry | EVP & Director, Dispute Resolution | Leadership |
Robert W. Cook | President & CEO | Leadership |
Denise Dombay | SVP & Chief Audit Executive | Leadership |
Haimera Workie | VP & Head, Financial Innovation | Leadership |
Lori Walsh | VP & Deputy Chief Economist | Leadership |
Jonathan S. Sokobin | EVP & Chief Economist | Leadership |
Heather Seidel | Chief Counsel | Leadership |
49 more people are available in the full profile.
Complete people profiles for FINRA
Full employee and board profiles, team structure, tenure and professional contact details require an active premium plan.
- Full employee list
- Team structure
- Board tenure
- Professional contacts
Verified entity values are shown only after access is granted.
Timeline of FINRA
2 dated milestones of FINRA across 1 years, from founding to its latest funding, stage changes and deals.
- Founded FINRA is founded.
- Funding First funding round of $230K.
Web traffic of FINRA
The website of FINRA (finra.org) receives about 2.5M visits a month and ranks #20,707 among all websites worldwide, #1,326 in Investing.
- Monthly visits2.5M
▲ 1.2% vs previous month
- Unique visitors1.2M
per month
- Global rank#20,707
among all websites
- Category rank#1,326
Finance · Investing
- Bounce rate47%
- Pages per visit4.0
- Average visit2 min 57 sec
- DevicesDesktop 59% · Mobile 41%
Websites whose visitors overlap most with FINRA. Affinity shows how closely the audiences match.
| Website | Domain | Audience affinity | Monthly visits | Global rank | Profile |
|---|---|---|---|---|---|
nasaa.org | nasaa.org | 100% | – | #465,421 | – |
| investopedia.com | 82% | 15.5M | #4,310 | View details | |
| sipc.org | 80% | 121.2K | #395,649 | View details | |
| siepracticeexam.com | 78% | – | #1,252,580 | View details | |
investor.gov | investor.gov | 77% | – | #20,474 | – |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
All 40 similar websites and full traffic analytics for FINRA
The complete similar-websites list, audience overlap and engagement analytics require an active premium plan.
- 40 similar websites
- Audience overlap
- Engagement analytics
- Traffic by brand
Verified entity values are shown only after access is granted.
Latest news on Finra
Complete news archive for FINRA
Full article history, source details, and older brand coverage require an active premium plan.
- Full article archive
- Source and publication date
- Older coverage
- Brand-specific news history
Verified entity values are shown only after access is granted.
Similar companies to FINRA
10 companies that operate in the same segment as FINRA (Investment & Wealth Tech), ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
Cloud-based website builder tool | 2003 | New York, New York, United States | USD 591.5 M | USD 16.79 M | 87 | |
Provider of consulting, managed services, and technology solutions for financial services | 2010 | London, England, United Kingdom | USD 90.15 M | – | – | |
Alternative investment platform for startups and investors is operated. | 2010 | San Francisco, California, United States | USD 100 M | – | 178 | |
Web3 infrastructure solutions are offered via a blockchain platform. | 2021 | Palo Alto, California, United States | USD 336 M | – | – | |
Mutual funds, portfolio management, and retirement planning services are offered. | 2001 | Mumbai, Maharashtra, India | USD 142.4 M | USD 180.76 M | 1,840 | |
Investment advisory, insurance distribution, and risk management services are provided. | 1998 | Chicago, Illinois, United States | USD 1.6 B | – | – | |
Investment consultant for future & options and commodities | 1987 | Kochi, Kerala, India | – | USD 71.52 M | 2,690 | |
Developer of a platforms offering credit score checks | 2021 | Jakarta, Jakarta, Indonesia | USD 12.4 M | – | – | |
AI-enabled financial planning and advisory solutions are provided for individuals. | 2018 | New York, New York, United States | USD 222.01 M | – | – | |
Venture capital investments and support for entrepreneurs in technology and innovation sectors. | 1911 | Redwood City, California, United States | – | USD 691.23 K | – |
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Frequently Asked Questions about FINRA
FINRA was founded in 2007 and raised its 1st funding round 1 year after it was founded.
FINRA is headquartered in United States.
Robert Cook is the current CEO of FINRA.
An independent regulator for securities firms in the United States was established in 2007. Oversight is provided to broker-dealer firms and exchange markets to ensure fair operations. Investor protection is maintained through enforcement of industry standards. Services include professional training, testing, and licensing for registered persons. Arbitration and mediation are offered for dispute resolution, alongside market regulation activities focused on the financial sector.
FINRA offers FINRA Gateway, BrokerCheck, and DR Portal.
FINRA has 1 investor. Key investors include USAID.
The website of FINRA receives about 2.5 million visits a month and ranks #20,707 among all websites worldwide.