About Newgate Compliance
Newgate Compliance is a Technology company based in London (United Kingdom) founded in 2014, and was acquired by Ocorian in September 2020. Regulatory compliance services for financial sectors are provided. The company has 15 employees. Newgate Compliance offers products and services including Compliance Services, Regulatory Advice, and Training Services. Its focus areas include Enterprise Applications, GRC Software, Compliance and Integrated Compliance Management. Its legal entity is NEWGATE COMPLIANCE LIMITED. Its competitors include Behavox and Duco; 2 of its 2 listed competitors have raised funding.
Company details
Provider of financial services regulatory compliance services. It offers authorizations and applications, compliance services, board evaluations, data protection guidance, financial crime risk management, regulatory advice, and RegTech solutions. Services also include consulting for advisers and broker-dealers, commodities and derivatives expertise, anti-money laundering assistance, and regulatory due diligence. The firm assists with licensing, reviews, projects, governance, internal audits, and preventing financial crime, along with regulatory reporting and training. They cater to various financial sectors, including asset management, banking, capital markets, retail, insurance, lending, and wealth management.
- Headquarters London, United Kingdom
- Employees 15
- Stage Acquired
- SectorsTechnology
- Email••••••••
- Phone•••• ••••
- Website newgatecompliance.com
- Social LinkedIn X
- Acquired by Ocorian (Sep 2020)
- Legal Name Newgate Compliance Limited
- Date of Incorporation 28 Nov, 2013
- Jurisdiction LONDON, ENGLAND
Products & Services of Newgate Compliance
Newgate Compliance offers a comprehensive portfolio of products and services, including Compliance Services, Regulatory Advice, and Training Services.
Provides regulatory compliance support for financial firms
Offers guidance on financial regulations and risk management
Delivers training on regulatory requirements and compliance
Investors in Newgate Compliance
Newgate Compliance has secured backing from 1 investor, including institutional investors. Prominent investors backing the company include Ocorian.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Wealth management services are provided to international clients. | 1971 | ocorian.com | Saint Helier, Channel Islands |
Investor details for Newgate Compliance
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- Complete investor list
- Round participation
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People of Newgate Compliance
2 people are tracked at Newgate Compliance (2 in leadership); the tracked headcount is 15.
| Name | Role | Group |
|---|---|---|
Traci Pham | Managing Director | Leadership |
Matthew Hazell | Managing Director | Leadership |
Complete people profiles for Newgate Compliance
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- Full employee list
- Team structure
- Board tenure
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Timeline of Newgate Compliance
2 dated milestones of Newgate Compliance across 6 years, from founding to its latest funding, stage changes and deals.
- Founded Newgate Compliance is founded.
- Exit Acquired by Ocorian.
Competitors of Newgate Compliance
Newgate Compliance has 2 listed competitors in our database, 2 of them funded. They include Behavox and Duco.
| Company Name | Domain | Founded | HQ Location | Total funding | Employees | Description |
|---|---|---|---|---|---|---|
| behavox.com | 2014 | London, United Kingdom | $146.24M | 212 | AI-driven compliance and risk management solutions are provided for enterprises. | |
| du.co | 2010 | London, United Kingdom | $35.29M | SAAS reconciliation solutions are delivered for financial services firms. |
Detailed competitors of Newgate Compliance
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Frequently Asked Questions about Newgate Compliance
Newgate Compliance was founded in 2014.
Newgate Compliance is headquartered in London, United Kingdom. It is registered at London, England, United Kingdom.
Newgate Compliance has 15 employees.
Provider of financial services regulatory compliance services. It offers authorizations and applications, compliance services, board evaluations, data protection guidance, financial crime risk management, regulatory advice, and RegTech solutions. Services also include consulting for advisers and broker-dealers, commodities and derivatives expertise, anti-money laundering assistance, and regulatory due diligence. The firm assists with licensing, reviews, projects, governance, internal audits, and preventing financial crime, along with regulatory reporting and training. They cater to various financial sectors, including asset management, banking, capital markets, retail, insurance, lending, and wealth management.
Newgate Compliance offers Compliance Services, Regulatory Advice, and Training Services.
Newgate Compliance has 1 investor. Key investors include Ocorian.
Newgate Compliance operates through Newgate Compliance Limited.
Yes. Newgate Compliance was acquired by Ocorian in September 2020.