Red Oak Compliance

Cedar Park, United States Founded: 2010 • Age: 16 yrs
Compliance workflow and advertising review software is provided.
Annual revenue - Latest available
Total funding $51.0M 1 rounds
Employees 11 Tracked headcount
Investors 1 Known backers
Products 5 Services tracked
Competitors 11 Brand Intelligence

About Red Oak Compliance

Red Oak Compliance is a company based in Cedar Park (United States) founded in 2010 by Stephen Pope and Rick Grashel. Red Oak Compliance has raised $51 million across 1 funding round from investors including Mainsail Partners. The company has 11 employees as of December 31, 2017. Red Oak Compliance has completed 1 acquisition, including SiteQuest Compliance. Red Oak Compliance offers products and services including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance. Red Oak Compliance operates in a competitive market with competitors including Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others.

  • Headquarter Cedar Park, United States
  • Employees 11 as on 31 Dec, 2017
  • Founders Stephen Pope, Rick Grashel
  • Sectors
    Financial Services
    Technology
  • Email
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  • Phone
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  • Website
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Operational Areas
Financial Services → FinTech & Digital Finance Unlock Sub-Sector Unlock Segment
Technology → Enterprise Software & Productivity Solutions Unlock Sub-Sector Unlock Segment
Key Metrics
  • Annual Revenue
    Not available
  • Net Profit
    Not available
  • EBITDA
    Not available
  • Total Equity Funding
    $51 M (USD)

    in 1 rounds

  • Latest Funding Round
    $51 M (USD), Series C

    Jun 29, 2023

  • Investors
  • Employee Count
    11

    as on Dec 31, 2017

  • Investments & Acquisitions
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Products & Services of Red Oak Compliance

Red Oak Compliance offers a comprehensive portfolio of products and services, including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance.

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Primary

Reviews advertising content for regulatory compliance accuracy.

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Automates regulatory disclosures for efficient approvals.

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Manages licensing and tracking for financial representatives.

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Uses AI to enhance advertising review processes.

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Monitors and archives social media for regulatory adherence.

People of Red Oak Compliance

Headcount 10-50
Employee Profiles 20
Employee Profiles
People
Fletcher Stubblefield
Senior Product Marketing Manager
People
Stephen Pope
Chief Executive Officer / Founder
People
Cathy Vasilev
Chief Engagement Officer
People
Sonya Reeve
Head Of Customer Success

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Funding Insights of Red Oak Compliance

Red Oak Compliance has successfully raised a total of $51M through 1 strategic funding round. The most recent funding activity was a Series C round of $51 million completed in June 2023. This substantial capital infusion reflects strong investor confidence in the company's business model, growth potential, and market opportunities. The funding enables strategic expansion, product development, market penetration, and operational scaling to drive long-term value creation and competitive advantage.

Investors in Red Oak Compliance

Red Oak Compliance has secured backing from 1 investor, including venture fund investors. Prominent investors backing the company include Mainsail Partners.

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Venture Fund
Investor Description Founded Year Domain Location
Private equity fund focused on multiple sectors
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Investor details for Red Oak Compliance

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Investments & Acquisitions by Red Oak Compliance

Red Oak Compliance has strategically engaged in corporate development activities, having acquired 1 company. Notable acquisitions include SiteQuest Compliance.

Investments
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Investment portfolio details for Red Oak Compliance

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  • Transaction dates
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Acquisitions
Company Name Description Domain Location Founded Year Amount
Compliance applications, website monitoring, and archiving solutions are provided.
Locked Locked 2009 Locked
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Financial Statements - Red Oak Compliance

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Detailed financials for Red Oak Compliance

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Red Oak Compliance Comparisons

Red Oak Compliance Primary company
Description
Compliance workflow and advertising review software is provi...
Location
Cedar Park, United States
Founded Year
2010
Annual Revenue
Not available
Net Profit
Not available
EBITDA
Not available
Employees
11
As of 2017
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Peer comparison for Red Oak Compliance

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Competitors of Red Oak Compliance

Red Oak Compliance operates in a dynamic and competitive business environment, facing competition from various established players and emerging companies in the market. The competitive landscape includes prominent companies such as Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others.

Company Name Domain Founded year HQ Location Description
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Enterprise legal processes are managed via an AI-powered platform.
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AI-driven legal, regulatory, and policy data analysis is delivered.
Locked Locked Locked
AI-driven compliance and risk management solutions are provided for enterprises.
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Compliance workflows for businesses are streamlined by Eq s platform.
Locked Locked Locked
Cloud-based compliance management solution provider
Locked Locked Locked
SAAS reconciliation solutions are delivered for financial services firms.
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Detailed competitors of Red Oak Compliance

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Latest news on Red Oak Compliance

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Complete news archive for Red Oak Compliance

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Frequently Asked Questions about Red Oak Compliance

Red Oak Compliance was founded in 2010 and raised its 1st funding round 13 years after it was founded.

Red Oak Compliance is headquartered in Cedar Park, United States. It is registered at Cedar Park, Texas, United States.

Stephen Pope is the current CEO of Red Oak Compliance. They have also founded this company.

Red Oak Compliance is a funded company, having raised a total of $51M across 1 funding round to date.

As of Dec 31, 2017, the latest employee count at Red Oak Compliance is 11.

Red Oak Compliance was established in 2010 in Cedar Park, United States. Software solutions for compliance workflows and advertising reviews are developed and maintained in the regulatory technology sector. Key functionalities include configurable workflows, user-defined questions and answers, email notifications, parallel verification processes, dashboards tracking submissions, reporting on work analysis phases, and cloning of submissions. Operations focus on streamlining review procedures for organizations.

Red Oak Compliance's top competitors include Behavox, Wolters Kluwer and Secureframe.

Red Oak Compliance offers Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance.

Red Oak Compliance has made 1 acquisition, including SiteQuest Compliance.

Red Oak Compliance has 1 investor. Key investors include Mainsail Partners.

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