About Red Oak Compliance
Red Oak Compliance is a company based in Cedar Park (United States) founded in 2010 by Stephen Pope and Rick Grashel. Red Oak Compliance has raised $51 million across 1 funding round from investors including Mainsail Partners. The company has 11 employees. Red Oak Compliance has completed 1 acquisition, including SiteQuest Compliance. Red Oak Compliance offers products and services including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance. Red Oak Compliance operates in a competitive market with competitors including Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others.
- Headquarter Cedar Park, United States
- Employees 11
- Founders Stephen Pope, Rick Grashel
- SectorsFinancial ServicesTechnology
- Email••••••••
- Phone•••• ••••
- Website redoakcompliance.com
- Social LinkedIn X Facebook
- Total Equity Funding$51M (USD)
in 1 rounds
- Latest Funding Round$51M (USD), Series C
Jun 2023
- Investors
- Employee Count11
- Investments & Acquisitions
Products & Services of Red Oak Compliance
Red Oak Compliance offers a comprehensive portfolio of products and services, including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance.
Reviews advertising content for regulatory compliance accuracy.
Automates regulatory disclosures for efficient approvals.
Manages licensing and tracking for financial representatives.
Uses AI to enhance advertising review processes.
Monitors and archives social media for regulatory adherence.
Funding Insights of Red Oak Compliance
Red Oak Compliance has successfully raised a total of $51M through 1 strategic funding round. The most recent funding activity was a Series C round of $51 million completed in June 2023. This substantial capital infusion reflects strong investor confidence in the company's business model, growth potential, and market opportunities. The funding enables strategic expansion, product development, market penetration, and operational scaling to drive long-term value creation and competitive advantage.
- Total Funding $51M
- Total Rounds 1
- Last Round Series C — $51M
- First Round $51M
(Jun 2023)
- Investors Count 1
All 1 funding rounds of Red Oak Compliance with amounts and investors; the two latest post-money valuations are shown, the rest are part of the premium plan.
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
|---|---|---|---|---|---|
| Jun 2023 | $51M | Series C | – | Mainsail Partners | – |
1 investors in total: 1 institutional.
Investors in Red Oak Compliance
Red Oak Compliance has secured backing from 1 investor, including venture fund investors. Prominent investors backing the company include Mainsail Partners.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Private equity fund focused on multiple sectors | – | mainsailpartners.com | San Francisco, United States |
Investor details for Red Oak Compliance
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People of Red Oak Compliance
21 people are tracked at Red Oak Compliance (12 in leadership, 9 in team); the tracked headcount is 11.
| Name | Role | Group |
|---|---|---|
Stephen Pope | Founder & CEO | Leadership |
Rick Grashel | Co-Founder | Leadership |
Cathy Vasilev | Chief Engagement Officer | Leadership |
Sonya Reeve | Head Of Customer Success | Leadership |
Michael Davis | Vice President Of Implementations | Leadership |
Russ Somers | Head Of Product Marketing | Leadership |
Jay Madhani | CFO | Leadership |
Aaron Berger | Vice President Of Implementations | Leadership |
Natasha Momberger | Sr. Vice President Of Client Experience | Leadership |
Chris Haines | Head Of Sales | Leadership |
Samantha Young | Chief Administrative Officer - 4u Platform | Leadership |
Lindsay Sugarman | VP Of Marketing | Leadership |
Fletcher Stubblefield | Senior Product Marketing Manager | Team |
Cierra Huetson | Office Manager / Bookkeeper | Team |
Lance Huntley | Senior Account Executive | Team |
Patricia Tyler | Sales And Marketing Executive | Team |
Lori Dervis | Client Success Specialist | Team |
Jamey Heinze | Principal Marketing Advisor -- M&a | Team |
Alexa Ferrara | Lifecycle Marketing Manager | Team |
Ryan Hiatt | GTM Systems | Team |
1 more people are available in the full profile.
Complete people profiles for Red Oak Compliance
Full employee and board profiles, team structure, tenure and professional contact details require an active premium plan.
- Full employee list
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- Board tenure
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Investments & Acquisitions by Red Oak Compliance
Red Oak Compliance has strategically engaged in corporate development activities, having acquired 1 company. Notable acquisitions include SiteQuest Compliance.
| Company Name | Description | Domain | Location | Founded | Acquired | Amount |
|---|---|---|---|---|---|---|
Compliance applications, website monitoring, and archiving solutions are provided. | sqcompliance.com | St. George, United States | 2009 | Mar 2024 | •••• |
Complete acquisition details for Red Oak Compliance
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- Acquired stakes
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- Exports
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Timeline of Red Oak Compliance
3 dated milestones of Red Oak Compliance across 14 years, from founding to its latest funding, stage changes and deals.
- Founded Red Oak Compliance is founded.
- Funding First funding round of $51.0M.
- Acquisition Acquires SiteQuest Compliance.
Competitors of Red Oak Compliance
Red Oak Compliance operates in a dynamic and competitive business environment, facing competition from various established players and emerging companies in the market. The competitive landscape includes prominent companies such as Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others.
| Company Name | Domain | Founded | HQ Location | Total funding | Employees | Description |
|---|---|---|---|---|---|---|
| wolterskluwer.com | 1836 | United States | – | 16 | Enterprise legal processes are managed via an AI-powered platform. | |
| fiscalnote.com | 2013 | – | $188.2M | 56 | AI-driven legal, regulatory, and policy data analysis is delivered. | |
| behavox.com | 2014 | London, United Kingdom | $146.24M | 212 | AI-driven compliance and risk management solutions are provided for enterprises. | |
| eqs.com | 2000 | Munich, Germany | – | 514 | Compliance workflows for businesses are streamlined by Eq s platform. | |
| secureframe.com | 2020 | San Francisco, United States | $78.5M | 51 | Cloud-based compliance management solution provider | |
| du.co | 2010 | London, United Kingdom | $35.29M | – | SAAS reconciliation solutions are delivered for financial services firms. | |
| hyperproof.io | 2018 | Bellevue, United States | $66.12M | 101 | Integrated compliance management software | |
| payface.com.br | 2018 | Florianopolis, Brazil | $9.8M | – | Restaurant payments are enabled via an online platform without devices. | |
| provana.com | 2001 | Lisle, United States | – | 3,014 | Automated compliance management and speech analytics software is delivered. | |
| truv.com | 2020 | Miami, United States | $28.5M | 8 | Employee background verifications are facilitated through a cloud-based platform. |
Detailed competitors of Red Oak Compliance
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- Full competitor set
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Web traffic of Red Oak Compliance
The website of Red Oak Compliance (redoakcompliance.com) receives about 11.7K visits a month.
- Monthly visits11.7K
▼ 27.5% vs previous month
Websites whose visitors overlap most with Red Oak Compliance. Affinity shows how closely the audiences match.
| Website | Domain | Audience affinity | Monthly visits | Global rank | Profile |
|---|---|---|---|---|---|
fiws.fidelity.com | fiws.fidelity.com | 100% | – | – | – |
advisorservices.schwab.com | advisorservices.schwab.com | 96% | – | – | – |
| mycomplianceoffice.com | 89% | 137.2K | #239,782 | View details | |
| investorscapital.com | 87% | – | – | View details | |
| foreside.com | 87% | 6.6K | #2,406,252 | View details | |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
| •••••••••• | ••••••.com | ••% | •.•M | #••••• | – |
All 12 similar websites and full traffic analytics for Red Oak Compliance
The complete similar-websites list, audience overlap and engagement analytics require an active premium plan.
- 12 similar websites
- Audience overlap
- Engagement analytics
- Traffic by brand
Verified entity values are shown only after access is granted.
Latest news on Red Oak Compliance
Complete news archive for Red Oak Compliance
Full article history, source details, and older brand coverage require an active premium plan.
- Full article archive
- Source and publication date
- Older coverage
- Brand-specific news history
Verified entity values are shown only after access is granted.
Similar companies to Red Oak Compliance
10 companies that operate in the same segment as Red Oak Compliance (Regulatory & Compliance Tech), ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
Cloud-based anti-money laundering solutions are provided for compliance. | 2014 | London, England, United Kingdom | USD 167.21 M | USD 45.67 M | 443 | |
CLEAR is focused on secure identity verification for seamless experiences. | 2010 | New York, New York, United States | USD 135 M | USD 900.78 M | 4,019 | |
Automated and expert-led identity verification services are provided. | 2010 | Munchen, Bayern, Germany | USD 40 M | – | 29 | |
AI-based fraud prevention for e-commerce payments is provided. | 2013 | New York, New York, United States | USD 232.02 M | USD 346.08 M | 693 | |
AI-powered data and decision intelligence solutions are provided for businesses. | 2016 | London, England, United Kingdom | USD 546.08 M | – | – | |
Facial recognition and AI video analysis solutions are provided. | 2011 | Beijing, China | USD 1.98 B | – | – | |
Compliance management solutions for financial institutions | 2014 | New York, New York, United States | USD 461 M | – | – | |
Identity verification, background screening, and fraud prevention solutions are provided. | 2011 | Mumbai, Maharashtra, India | USD 103.31 M | – | – | |
Software solutions for identity management are provided via APIs. | 2006 | Trondheim, Trøndelag, Norway | USD 2.09 M | USD 72.04 M | 150 | |
AI-driven image recognition for emotion and activity analysis is provided. | – | Boston, Massachusetts, United States | USD 59.7 M | – | 40 |
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Frequently Asked Questions about Red Oak Compliance
Red Oak Compliance was founded in 2010 and raised its 1st funding round 13 years after it was founded.
Red Oak Compliance is headquartered in Cedar Park, United States. It is registered at Cedar Park, Texas, United States.
Stephen Pope is the current CEO of Red Oak Compliance. They have also founded this company.
Red Oak Compliance is a funded company, having raised a total of $51M across 1 funding round to date. The company's 1st funding round was a Series C of $51M, raised on Jun 2023.
Red Oak Compliance has 11 employees.
Red Oak Compliance was established in 2010 in Cedar Park, United States. Software solutions for compliance workflows and advertising reviews are developed and maintained in the regulatory technology sector. Key functionalities include configurable workflows, user-defined questions and answers, email notifications, parallel verification processes, dashboards tracking submissions, reporting on work analysis phases, and cloning of submissions. Operations focus on streamlining review procedures for organizations.
Red Oak Compliance's top competitors include Behavox, Wolters Kluwer and Secureframe.
Red Oak Compliance offers Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance.
Red Oak Compliance has made 1 acquisition, including SiteQuest Compliance.
Red Oak Compliance has 1 investor. Key investors include Mainsail Partners.