Red Oak Compliance

Cedar Park, United States Founded: 2010 • Age: 16 yrs
Compliance workflow and advertising review software is provided.
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About Red Oak Compliance

Red Oak Compliance is a company based in Cedar Park (United States) founded in 2010 by Stephen Pope and Rick Grashel.. Red Oak Compliance has raised $51 million across 1 funding round from investors including Mainsail Partners. The company has 11 employees as of December 31, 2017. Red Oak Compliance has completed 1 acquisition, including SiteQuest Compliance. Red Oak Compliance offers products and services including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance. Red Oak Compliance operates in a competitive market with competitors including Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others.

  • Headquarter Cedar Park, United States
  • Employees 11 as on 31 Dec, 2017
  • Founders Stephen Pope, Rick Grashel
  • Sectors
    Financial Services
    Technology
  • Email
    ***********
  • Phone
    *********
  • Website
    *********
  • Social
    *********
Operational Areas
Financial Services → FinTech & Digital Finance
Technology → Enterprise Software & Productivity Solutions
Key Metrics
  • Annual Revenue
  • Net Profit
  • EBITDA
  • Total Equity Funding
    $51 M (USD)

    in 1 rounds

  • Latest Funding Round
    $51 M (USD), Series C

    Jun 29, 2023

  • Investors
  • Employee Count
    11

    as on Dec 31, 2017

  • Investments & Acquisitions
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Products & Services of Red Oak Compliance

Red Oak Compliance offers a comprehensive portfolio of products and services, including Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance. The company's diverse product and service offerings are designed to meet the evolving needs of its customers, address market demands, and provide comprehensive solutions that drive value creation and customer satisfaction across various segments and use cases.

Primary

Reviews advertising content for regulatory compliance accuracy.

Automates regulatory disclosures for efficient approvals.

Manages licensing and tracking for financial representatives.

Uses AI to enhance advertising review processes.

Monitors and archives social media for regulatory adherence.

People of Red Oak Compliance
Headcount 10-50
Employee Profiles 20
Employee Profiles
People
Fletcher Stubblefield
Senior Product Marketing Manager
People
Stephen Pope
Chief Executive Officer / Founder
People
Cathy Vasilev
Chief Engagement Officer
People
Sonya Reeve
Head Of Customer Success

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Funding Insights of Red Oak Compliance

Red Oak Compliance has successfully raised a total of $51M through 1 strategic funding round. The most recent funding activity was a Series C round of $51 million completed in June 2023. This substantial capital infusion reflects strong investor confidence in the company's business model, growth potential, and market opportunities. The funding enables strategic expansion, product development, market penetration, and operational scaling to drive long-term value creation and competitive advantage.

  • Total Funding
  • Total Rounds 1
  • Last Round Series C — $51.0M
  • First Round

    (29 Jun 2023)

  • Investors Count 1
Date Amount Transaction Name Valuation Lead Investors Investors
Jun, 2023 Amount Series C - Red Oak Compliance Valuation Mainsail Partners
Date Amount Transaction Name Valuation Lead Investors Investors
Jul, 2021 Amount Post-IPO - Grab Valuation

investors

Feb, 2021 Amount Post-IPO - Grab Valuation

investors

Jan, 2021 Amount Post-IPO - Grab Valuation

investors

Feb, 2021 Amount Post-IPO - Grab Valuation

investors

Investors in Red Oak Compliance

Red Oak Compliance has secured backing from 1 investor, including venture fund investors. Prominent investors backing the company include Mainsail Partners. This diverse investor base provides strategic capital, industry expertise, and valuable network connections that support the company's growth initiatives, market expansion, and long-term value creation.

All
Venture Fund
Investor Description Founded Year Domain Location
Private equity fund focused on multiple sectors
Founded Year Domain Location
Investor Description Founded Year Domain Location
Single family office of Amitabh Bachchan, founder of Amitabh Bachchan Corporation or AB CORP
Founded Year Domain Location
Startup ecosystems are ignited through strategic investments by Signite Partners.
Founded Year Domain Location
Venture capital is directed toward companies in multiple sectors.
Founded Year Domain Location
Venture capital is invested in cybersecurity, fintech, and AI startups.
Founded Year Domain Location

Investments & Acquisitions by Red Oak Compliance

Red Oak Compliance has strategically engaged in corporate development activities, having acquired 1 company. Notable acquisitions include SiteQuest Compliance. These strategic investments and acquisitions demonstrate the company's commitment to growth through portfolio expansion, market consolidation, technology integration, and strategic partnerships that enhance competitive positioning and drive long-term value creation.

Investments
Company Name Description Domain Location Founded Year Amount
Bionic investment advisor platform
2016
Fine Asian gourmet food is offered by an internet-first restaurant.
2016
Physical e-commerce kiosks are deployed for rural purchases in Indonesia.
2014
Fine Asian gourmet food is offered by an internet-first restaurant.
2016
Acquisitions
Company Name Description Domain Location Founded Year Amount
Compliance applications, website monitoring, and archiving solutions are provided.
2009
Company Name Description Domain Location Founded Year Amount
OVO is recognized as a smart digital payment application.
2017
Bionic investment advisor platform
2016
Physical e-commerce kiosks are deployed for rural purchases in Indonesia.
2014
Physical e-commerce kiosks are deployed for rural purchases in Indonesia.
2014

Financial Statements - Red Oak Compliance

Tata Steel revenue growth over time
Tata Steel profit and loss trends over time
Date Amount Transaction Name Valuation Lead Investors Investors
Jul, 2021 Amount Post-IPO - Grab Valuation

investors

Feb, 2021 Amount Post-IPO - Grab Valuation

investors

Jan, 2021 Amount Post-IPO - Grab Valuation

investors

Feb, 2021 Amount Post-IPO - Grab Valuation

investors

Red Oak Compliance Comparisons

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Competitors of Red Oak Compliance

Red Oak Compliance operates in a dynamic and competitive business environment, facing competition from various established players and emerging companies in the market. The competitive landscape includes prominent companies such as Wolters Kluwer, FiscalNote, Behavox, Eqs and Secureframe, among others. This competitive environment drives innovation, market differentiation, and strategic positioning as companies strive to capture market share and deliver value to their customers. Understanding the competitive dynamics is crucial for assessing market positioning, identifying growth opportunities, and navigating the challenges inherent in a competitive marketplace.

Company Name Domain Founded year HQ Location Description
domain founded_year HQ Location
Enterprise legal processes are managed via an AI-powered platform.
domain founded_year HQ Location
AI-driven legal, regulatory, and policy data analysis is delivered.
domain founded_year HQ Location
AI-driven compliance and risk management solutions are provided for enterprises.
domain founded_year HQ Location
Compliance workflows for businesses are streamlined by Eq s platform.
domain founded_year HQ Location
Cloud-based compliance management solution provider
domain founded_year HQ Location
SAAS reconciliation solutions are delivered for financial services firms.
Company Name Domain Founded year HQ Location Description
domain founded_year HQ Location
Multiple services are booked via an app-based platform.
domain founded_year HQ Location
On-demand services are booked through an app-based platform.
domain founded_year HQ Location
App based platform offering on demand delivery and ride-hailing services
domain founded_year HQ Location
Operates an on-demand hyperlocal delivery app for food and groceries.

Frequently Asked Questions about Red Oak Compliance

When was Red Oak Compliance founded?

Red Oak Compliance was founded in 2010 and raised its 1st funding round 13 years after it was founded.

Where is Red Oak Compliance located?

Red Oak Compliance is headquartered in Cedar Park, United States. It is registered at Cedar Park, Texas, United States.

Who is the current CEO of Red Oak Compliance?

Stephen Pope is the current CEO of Red Oak Compliance. They have also founded this company.

Is Red Oak Compliance a funded company?

Red Oak Compliance is a funded company, having raised a total of $51M across 1 funding round to date. The company's 1st funding round was a Series C of $51M, raised on Jun 29, 2023.

How many employees does Red Oak Compliance have?

As of Dec 31, 2017, the latest employee count at Red Oak Compliance is 11.

What does Red Oak Compliance do?

Red Oak Compliance was established in 2010 in Cedar Park, United States. Software solutions for compliance workflows and advertising reviews are developed and maintained in the regulatory technology sector. Key functionalities include configurable workflows, user-defined questions and answers, email notifications, parallel verification processes, dashboards tracking submissions, reporting on work analysis phases, and cloning of submissions. Operations focus on streamlining review procedures for organizations.

Who are the top competitors of Red Oak Compliance?

Red Oak Compliance's top competitors include Behavox, Wolters Kluwer and Secureframe.

What products or services does Red Oak Compliance offer?

Red Oak Compliance offers Advertising Review, Disclosure Management, Registration Management, AI Review, and Social Media Compliance.

How many acquisitions has Red Oak Compliance made?

Red Oak Compliance has made 1 acquisition, including SiteQuest Compliance.

Who are Red Oak Compliance's investors?

Red Oak Compliance has 1 investor. Key investors include Mainsail Partners.

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