About SEC Compliance Solutions
SEC Compliance Solutions is a company based in Medford (United States) founded in 2017. It operates as a B2B. SEC Compliance Solutions offers products and services including New Adviser Setup, Mock SEC Exam, and Annual Compliance Review. SEC Compliance Solutions operates in a competitive market with competitors including Symphony, FiscalNote, Wolters Kluwer, EXIGER and Eqs, among others.
- Headquarter Medford, United States
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Sectors
Financial Services
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Email
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Phone
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Website
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Social
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- Legal Name Sec Compliance Solutions Llc
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Annual Revenue
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Net Profit
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Latest Funding Round
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Investors
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Employee Count
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Products & Services of SEC Compliance Solutions
SEC Compliance Solutions offers a comprehensive portfolio of products and services, including New Adviser Setup, Mock SEC Exam, and Annual Compliance Review. The company's diverse product and service offerings are designed to meet the evolving needs of its customers, address market demands, and provide comprehensive solutions that drive value creation and customer satisfaction across various segments and use cases.
Assists new advisers with registration and policy development.
Prepares firms for potential SEC examinations and identifies gaps.
Conducts yearly reviews to ensure ongoing regulatory adherence.
Funding Insights of SEC Compliance Solutions
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
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| Jul, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Feb, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Jan, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Feb, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
Investments & Acquisitions by SEC Compliance Solutions
| Company Name | Description | Domain | Location | Founded Year | Amount |
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Bionic investment advisor platform
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2016 | ||||
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Fine Asian gourmet food is offered by an internet-first restaurant.
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2016 | ||||
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Physical e-commerce kiosks are deployed for rural purchases in Indonesia.
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2014 | ||||
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Fine Asian gourmet food is offered by an internet-first restaurant.
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2016 |
Financial Statements - SEC Compliance Solutions
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
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| Jul, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Feb, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Jan, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
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| Feb, 2021 | Amount | Post-IPO - Grab | Valuation |
investors |
Sec Compliance Solutions Comparisons
Competitors of SEC Compliance Solutions
SEC Compliance Solutions operates in a dynamic and competitive business environment, facing competition from various established players and emerging companies in the market. The competitive landscape includes prominent companies such as Symphony, FiscalNote, Wolters Kluwer, EXIGER and Eqs, among others. This competitive environment drives innovation, market differentiation, and strategic positioning as companies strive to capture market share and deliver value to their customers. Understanding the competitive dynamics is crucial for assessing market positioning, identifying growth opportunities, and navigating the challenges inherent in a competitive marketplace.
| Company Name | Domain | Founded year | HQ Location | Description |
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| domain | founded_year | HQ Location |
Compliance management solutions for financial institutions
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| domain | founded_year | HQ Location |
AI-driven legal, regulatory, and policy data analysis is delivered.
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| domain | founded_year | HQ Location |
Enterprise legal processes are managed via an AI-powered platform.
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| domain | founded_year | HQ Location |
Third-party risks and supply chains are managed via AI platform.
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| domain | founded_year | HQ Location |
Compliance workflows for businesses are streamlined by Eq s platform.
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| domain | founded_year | HQ Location |
AI-driven compliance and risk management solutions are provided for enterprises.
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| Company Name | Domain | Founded year | HQ Location | Description |
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| domain | founded_year | HQ Location |
Multiple services are booked via an app-based platform.
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| domain | founded_year | HQ Location |
On-demand services are booked through an app-based platform.
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| domain | founded_year | HQ Location |
App based platform offering on demand delivery and ride-hailing services
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| domain | founded_year | HQ Location |
Operates an on-demand hyperlocal delivery app for food and groceries.
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Frequently Asked Questions about SEC Compliance Solutions
When was SEC Compliance Solutions founded?
SEC Compliance Solutions was founded in 2017.
Where is SEC Compliance Solutions located?
SEC Compliance Solutions is headquartered in Medford, United States. It is registered at Medford, Oregon, United States.
What does SEC Compliance Solutions do?
SEC Compliance Solutions LLC assists investment advisers with SEC regulatory requirements by offering services like new adviser setup, mock exams, and annual reviews. They simplify compliance processes, educate on rules, and provide resources to ensure adherence. Based in Medford, Oregon, USA, they partner with new and established RIAs to streamline operations and reduce burdens.
Who are the top competitors of SEC Compliance Solutions?
What products or services does SEC Compliance Solutions offer?
SEC Compliance Solutions offers New Adviser Setup, Mock SEC Exam, and Annual Compliance Review.