About Ubs Securities India Private Limited
Data last updated:
Ubs Securities India Private Limited is a private limited company based in Mumbai, Maharashtra, India, a subsidiary of Ubs (India) Private Limited. It operates in the brokerage and trading services segment of the financial services sector. It was incorporated on 15 February 1996 and has been in existence for over 30 years.
The company is registered with the Registrar of Companies (ROC), Mumbai, under CIN U67120MH1996PTC097299. Its GSTIN is 27AAACU1304N1ZE (Maharashtra).
The company has an authorised share capital of ₹15 Cr and a paid-up capital of ₹14 Cr. It was formerly known as Ace Broking (India) Private Limited and Ubs Warburg Securities India Private Limited. It is led by directors including Anubhav Agarwal and Vishal Goyal.
Its last annual general meeting (AGM) was held on 29 September 2025, and its latest financial statements are for the year ended 31 March 2025. The registered office is at Mumbai, Maharashtra.
As per the financials filed for FY 2025, the company reported a revenue of ₹464.1 Cr, a growth of 31% compared to the previous year. For the same year it recorded a net profit of ₹144.7 Cr (net margin 31.2%) and EBITDA of ₹212.5 Cr (EBITDA margin 45.8%). Revenue has grown at a compounded annual rate (CAGR) of 25% over three years and 13% over five years.
The company has about 60 employees on its provident fund (EPFO) records.
Court records list 7 cases involving the company, including 4 filed by the company and 3 filed against it.
The current compliance status is marked as compliant by the Registrar of Companies. For more details, the company can be reached via its website ubs.com.
Company details
Name history
Ubs Securities India has undergone 2 name changes throughout its history. The company was previously known as Ace Broking (India) Private Limited, and Ubs Warburg Securities India Private Limited. The current legal name is Ubs Securities India Private Limited.
| Company Name | Status |
|---|---|
| Ubs Securities India Private Limited | Current |
| Ace Broking (India) Private Limited | Previous |
| Ubs Warburg Securities India Private Limited | Previous |
Contact details
Ubs Securities India Private Limited's registered office is in Mumbai, Maharashtra. Its website is ubs.com. Its e-mail address and telephone number are in the company report.
- Email
- Telephone
- Website
- Registered AddressLevel 2 3 North Avenue Maker Maxity, Bandra Kurla Complex Bandra East, Mumbai, Maharashtra, India – 400051
- IndustryFinancial Services, Brokerage & Trading Services
To see the full contact details of Ubs Securities India Private Limited, buy the company report.
- Company details, directors and signatories
- Historical financials and ratios
- Shareholding pattern and group structure
- Charges with holder and property details
- Legal cases, compliance and MCA filings
Business activity
The main business activity of Ubs Securities India is financial and insurance service. In detail, this covers financial advisory, brokerage and consultancy services.
| Main activity group code | Main activity | Business activity code | Business activity | Share of turnover |
|---|---|---|---|---|
| K | Financial and insurance Service | K7 | Financial Advisory, brokerage and Consultancy Services |
To see the full business activity and turnover split of Ubs Securities India Private Limited, buy the company report.
Financials of Ubs Securities India Private Limited
FY 2025 filings availableUbs Securities India Private Limited reported revenue of ₹464.1 Cr (up 31% YoY) for FY 2025.
Compounded Annual Growth Rate (CAGR)
Revenue has grown at a compounded annual rate (CAGR) of 13% over five years, including 31% growth in the latest year. EBITDA fell 10% in the latest year. Three- and five-year figures are compounded annual growth rates (CAGR): the steady yearly rate that links the first and the last year. All are worked out from the filed statements.
Financial Statement Summary
| Metrics | FY 2024-25 | FY 2023-24 | FY 2022-23 | FY 2021-22 | FY 2020-21 |
|---|---|---|---|---|---|
| Profit and Loss Statement | |||||
| Revenue from Operations | |||||
| Other Income | |||||
| Total Revenue | |||||
| Cost of Materials Consumed | |||||
| Employee Benefit Expense | |||||
| Finance Costs | |||||
| Depreciation and Amortisation | |||||
| Other Expenses | |||||
| Total Expenses | |||||
| EBITDA | ₹212.5 Cr | ||||
| Profit Before Tax | |||||
| Tax Expense | |||||
| Net Profit (PAT) | ₹144.7 Cr | ||||
| Balance Sheet | |||||
| Share Capital | |||||
| Reserves and Surplus | |||||
| Net Worth (Total Equity) | |||||
| Long-term Borrowings | |||||
| Short-term Borrowings | |||||
| Trade Payables | |||||
| Total Liabilities | |||||
| Fixed Assets | |||||
| Investments | |||||
| Inventories | |||||
| Trade Receivables | |||||
| Cash and Bank Balance | |||||
| Total Assets | |||||
Financial Ratios
| Metrics | FY 2024-25 | FY 2023-24 | FY 2022-23 | FY 2021-22 | FY 2020-21 |
|---|---|---|---|---|---|
| Profitability | |||||
| EBITDA Margin | 45.8% | ||||
| Net Profit Margin | 31.2% | ||||
| Return on Equity (ROE) | |||||
| Return on Capital Employed (ROCE) | |||||
| Return on Assets (ROA) | |||||
| Liquidity and Debt | |||||
| Current Ratio | |||||
| Quick Ratio | |||||
| Debt-to-Equity Ratio | |||||
| Interest Coverage Ratio | |||||
| Efficiency and Growth | |||||
| Asset Turnover | |||||
| Receivable Days | |||||
| Payable Days | |||||
| Inventory Days | |||||
| Revenue Growth | |||||
| Net Profit Growth | |||||
To see the full financial statements and ratios of Ubs Securities India Private Limited, buy the company report.
Board of directors and KMP of Ubs Securities India Private Limited
Ubs Securities India Private Limited currently reports 5 directors and 1 key managerial person. 24 former directors have served the organization.
| Name | Designation | Appointment Date | Tenure | Status |
|---|---|---|---|---|
| Anubhav Agarwal | Director | 21 Nov 2014 | 11 Years 11 Months | Current |
| Vishal Goyal Also directs: Meera Assets Advisors LLP | Director | 22 Sep 2020 | 6 Years 1 Months | Current |
| Somanathan Viswanathan | Company Secretary | 05 Jan 2026 | 0 Years 9 Months | Current |
| Mihir Jagdish Doshi | Director | 20 Jan 2025 | 1 Years 9 Months | Current |
| Sumit Jalan Also directs: Ubs Optimus Foundation India | Director | 16 Apr 2024 | 2 Years 6 Months | Current |
| Gautam Chhaochharia Also directs: Ubs (India) Private Limited | Director | 16 Apr 2024 | 2 Years 6 Months | Current |
Peer comparison
Ubs Securities India Private Limited is compared with the 7 companies closest to it by revenue in the BFSI industry (Broking Services), with the same principal business activity (financial advisory, brokerage and consultancy services), from the latest filed financials of each company.
| Company | Revenue | Net profit | Margin | Growth (1 yr) | Employees | Location |
|---|---|---|---|---|---|---|
| Kotak Commodity Services Private Limited | ₹470.72 Cr (FY 2025) | -5.0% | Mumbai, Maharashtra, India | |||
| Phillipcapital (India) Private Limited | ₹470.53 Cr (FY 2025) | 14.0% | Mumbai, Maharashtra, India | |||
| East India Securities Ltd | ₹466.77 Cr (FY 2025) | 17.0% | Kolkata, West Bengal, India | |||
| Ubs Securities India Private Limitedthis company | ₹464.1 Cr (FY 2025) | ₹144.7 Cr | 31.2% | 31.0% | 60 | Mumbai, Maharashtra, India |
| Aditya Birla Money Limited | ₹462.58 Cr (FY 2025) | 17.0% | Veraval, Gujarat, India | |||
| Investec Capital Services (India) Private Limited | ₹452.84 Cr (FY 2025) | 55.0% | Mumbai, Maharashtra, India | |||
| Kifs Trade Capital Private Limited | ₹450.07 Cr (FY 2024) | 152.0% | Gandhinagar, Gujarat, India | |||
| Specific Commodities Private Limited | ₹448.17 Cr (FY 2025) | 79.0% | Hisar, Haryana, India |
To see the full peer comparison of Ubs Securities India Private Limited, buy the company report.
Auditor
Ubs Securities India Private Limited is audited by S.R.Batliboi & Co. LLP for the financial year 2023.
| Auditor firm | Financial year | Firm registration number |
|---|---|---|
| S.R.Batliboi & Co. LLP | FY 2023 | 301003E/E300005 |
Shareholding
The shareholding of Ubs Securities India Private Limited is on record for 5 financial years, the latest being FY 2023, split between promoters, domestic institutions, foreign institutions, public shareholders and others.
| Shareholder category | FY 2023 | FY 2022 | FY 2021 | FY 2020 | FY 2019 |
|---|---|---|---|---|---|
| Promoters | |||||
| Domestic institutional investors (DII) | |||||
| Foreign institutional investors (FII) | |||||
| Public | |||||
| Others |
To see the full shareholding pattern of Ubs Securities India Private Limited, buy the company report.
Legal cases
Ubs Securities India Private Limited has 7 court cases on record: 4 filed by Ubs Securities India, 3 filed against it. All cases are disposed.
Cases by court
| Court | Cases | Against the company | Pending |
|---|---|---|---|
| High courts | 7 | 3 | 0 |
Cases on record (5 of 7)
| Court | Type of case | Party | Status |
|---|---|---|---|
| Bombay High Court | Court case (SPMA) | Filed by the company against Golden Roadways Pvt. Ltd Calcutta and 2 others | Disposed |
| Bombay High Court | Court case (SPMA) | Filed by the company against Great Eastern Shipping Company Ltd Mumbai and 2 others | Disposed |
| Bombay High Court | Writ petition | Filed against the company by Seclink Technologies and Reality Pvt Ltd | Disposed |
| High Court, MAHARASHTRA | Writ petition | Filed by the company against Add/Joint/Deputy/Assistant Commissioner of Income Tax/Income Tax Officer and 3 Ors and 4 others | Disposed |
| Bombay High Court | Court case (PIL) | Filed against the company | Disposed |
To see the full case history of Ubs Securities India Private Limited, buy the company report.
Case records are compiled from court listings and may lag the court's own records. A case filed against a company is not a finding against it.
MSME payment delays
Ubs Securities India Private Limited has 2 MSME Form 1 returns on record for the period ending Sep 2021, listing 10 overdue payments to 5 micro and small suppliers. Companies must report dues to micro and small suppliers that stay unpaid for more than 45 days in a half-yearly MSME Form 1 return.
Suppliers with reported dues (5 of 5)
| Supplier | Amount due | Due since | Reported on |
|---|---|---|---|
| Cool Spring Beverages Private Limited | |||
| Rentokil Initial Hygiene India Private Limited | |||
| an individual supplier | |||
| M B Corporation | |||
| Jabra Connect India Private Limited |
To see the full MSME payment records of Ubs Securities India Private Limited, buy the company report.
Individuals and sole proprietors among the suppliers are not named.
Employees & EPFO
Ubs Securities India Private Limited has a workforce of 60 employees on its EPFO records as of Apr 06, 2024, across 1 active EPFO establishment.
GST
Ubs Securities India has 1 GST registration: 1 active.
| GSTIN | State | Status | Registered on |
|---|---|---|---|
| 27AAACU1304N1ZE | Maharashtra | Active | 01 Jul 2017 |
To see the full GST registrations and return filing status of Ubs Securities India Private Limited, buy the company report.
Recent activity
Ubs Securities India Private Limited has 54 board changes on record since 1999: 30 appointments and 24 cessations. The latest: Somanathan Viswanathan was appointed as Company Secretary on 05 Jan 2026.
45 earlier events are in the company report.
News
Frequently asked questions
Ubs Securities India is an active private limited company based in Mumbai, Maharashtra, India. The company works in brokerage and trading services, within the financial services industry. It was incorporated on 15 February 1996 (30+ years old) and is registered under CIN U67120MH1996PTC097299.
Ubs Securities India has 6 current directors and KMP:
- Anubhav Agarwal - Director
- Vishal Goyal - Director
- Mihir Jagdish Doshi - Director
- Sumit Jalan - Director
- Gautam Chhaochharia - Director
- Somanathan Viswanathan - Company Secretary
The latest financial statements of Ubs Securities India on record with the MCA are for the year ended 31 March 2025. Its last annual general meeting was held on 29 September 2025. Year-wise statements from 2015 are in the company report.
The GSTIN of Ubs Securities India is 27AAACU1304N1ZE, registered in Maharashtra.
The CIN (Corporate Identification Number) of Ubs Securities India is U67120MH1996PTC097299. It is issued by the Ministry of Corporate Affairs under the Companies Act, 2013, and uniquely identifies the company in India.
Ubs Securities India has 7 court cases on record: 4 filed by the company and 3 filed against it.
Ubs Securities India was incorporated on 15 February 1996, making it 30+ years old. It is registered with the Registrar of Companies, Mumbai.
The peers of Ubs Securities India by revenue are Kotak Commodity Services Private Limited, Phillipcapital (India) Private Limited, East India Securities Ltd, Aditya Birla Money Limited, Investec Capital Services (India) Private Limited and 2 more, all in the BFSI industry (Broking Services), with the same principal business activity (financial advisory, brokerage and consultancy services).
Somanathan Viswanathan was appointed as Company Secretary on 05 Jan 2026. Fenali Devang Shah ceased to be Company Secretary on 15 Dec 2025. Mihir Jagdish Doshi was appointed as Director on 20 Jan 2025. Ubs Securities India has 54 board changes on record in total.
Ubs Securities India has 2 MSME Form 1 returns on record for the period ending Sep 2021, listing 10 overdue payments to 5 micro and small suppliers. The latest return was filed on 14 Oct 2021.
Ubs Securities India can be reached through the website ubs.com. Its registered office is in Mumbai, Maharashtra, India.
The registered office of Ubs Securities India is at Level 2 3 North Avenue Maker Maxity, Bandra Kurla Complex Bandra East, Mumbai, Maharashtra, India – 400051.
Sample company reports
The same report you get when you buy one: financials, directors, ownership, deals, charges, legal cases, brands and filings, with the Excel workbook alongside.
