About Ubs Securities India Private Limited
Data last updated: 05 January 2026
Ubs Securities India Private Limited is a private limited company based in Bandra, Maharashtra, India, a subsidiary of Ubs (India) Private Limited. It specialises in brokerage and trading services, a part of the broader financial services sector. Incorporated on 15 February 1996, the company has been in operation for over 30 years.
Registered with ROC Mumbai under CIN U67120MH1996PTC097299.
Capital: an authorised share capital of ₹15 Cr and a paid-up capital of ₹14 Cr. Formerly known as Ace Broking (India) Private Limited and Ubs Warburg Securities India Private Limited. It is led by directors including Anubhav Agarwal and Vishal Goyal.
Last AGM: 29 September 2025. Financial statements filed for year ended 31 March 2025. Office: Level 2 3 North Avenue Maker Maxity, Bandra Kurla Complex Bandra East, Maharashtra, India – 400051.
As per the financials filed for FY 2025, the company reported a revenue of ₹464.1 Cr, a growth of 31% compared to the previous year.
The company has a workforce of approximately 60 employees as per the latest available data. It operates as a subsidiary of Ubs (India) Private Limited.
The current compliance status is marked as compliant by the Registrar of Companies. For more details, the company can be reached via its website ubs.com.
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Registered AddressLevel 2 3 North Avenue Maker Maxity, Bandra Kurla Complex Bandra East, Maharashtra, India – 400051
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IndustryFinancial Services, Brokerage & Trading Services
- Historical Financials and ratios
- Shareholding pattern and group structure
- Charges with holder and property details
- Litigation, compliance and MCA filings
- PDF report delivered after checkout
Name History of Ubs Securities India Private Limited
Ubs Securities India Private Limited has undergone 2 name changes throughout its history. The company was previously known as Ace Broking (India) Private Limited, and Ubs Warburg Securities India Private Limited. The current legal name is Ubs Securities India Private Limited, reflecting the company's evolution and rebranding over time.
| Company Name | Status |
|---|---|
| Ubs Securities India Private Limited | Current |
| Ace Broking (India) Private Limited | Previous |
| Ubs Warburg Securities India Private Limited | Previous |
Business Activity of Ubs Securities India Private Limited
Ubs Securities India Private Limited is engaged in the principal business activity of financial and insurance service, with detailed activities including financial advisory, brokerage and consultancy services.
| Main Activity Group Code | Description of Main Activity | Business Activity Code | Description of Business Activity | Turnover Percentage |
|---|---|---|---|---|
| K | Financial and insurance Service | K7 | Financial Advisory, brokerage and Consultancy Services | Locked |
Business activity turnover details for Ubs Securities India Private Limited
Turnover contribution percentages and historical activity changes require an active report plan.
- Turnover contribution
- Historical classifications
- Filing-level activity changes
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Auditor Details of Ubs Securities India Private Limited
Ubs Securities India Private Limited is audited by S.R.Batliboi & Co. LLP for the financial year 2023. The auditor plays a crucial role in ensuring financial transparency and compliance with accounting standards.
| Name | Status | Appointment Date | Cessation Date |
|---|---|---|---|
| S.R.Batliboi & Co. LLP | Locked | Locked | Locked |
Complete auditor history for Ubs Securities India Private Limited
Appointment status, appointment dates, cessation dates, and historical auditor changes require an active report plan.
- Appointment status
- Appointment dates
- Cessation dates
- Auditor changes
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Board of Directors and KMP of Ubs Securities India Private Limited
Ubs Securities India Private Limited currently reports 5 directors and 1 key managerial person. 27 former directors have served the organization.
| Name | Designation | Appointment Date | Tenure | Status |
|---|---|---|---|---|
| Anubhav Agarwal | Director | 21 Nov 2014 | 11 Years 7 Months | Current |
| Vishal Goyal | Director | 22 Sep 2020 | 5 Years 9 Months | Current |
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Sumit Jalan
Also directs:
Ubs Optimus Foundation India
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Director | 16 Apr 2024 | 2 Years 2 Months | Current |
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Gautam Chhaochharia
Also directs:
Ubs (India) Private Limited
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Director | 16 Apr 2024 | 2 Years 2 Months | Current |
| Somanathan Viswanathan | Company Secretary | 15 Dec 2025 | 0 Years 6 Months | Current |
| Mihir Jagdish Doshi | Director | 20 Jan 2025 | 1 Years 5 Months | Current |
Financials of Ubs Securities India Private Limited FY 2025 filings available
Ubs Securities India Private Limited reported revenue of ₹464.1 Cr (up 31.00% YoY) for FY 2025.
Ten-year financial statements for Ubs Securities India Private Limited
Historical statement values and trend charts require an active report plan.
- Income statements
- Balance sheets
- Cash-flow statements
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Ownership and Shareholding of Ubs Securities India Private Limited
Shareholding and ownership data for Ubs Securities India Private Limited
Promoter, institutional, public, and beneficial ownership values require an active report plan.
- Ownership categories
- Historical changes
- Group structure
- FII and DII holdings
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Charges & Borrowings Ubs Securities India Private Limited
Ubs Securities India Private Limited does not have any charges (loans) registered with the Registrar of Companies.
Employees and EPFO Compliance at Ubs Securities India Private Limited
Ubs Securities India Private Limited has a workforce of 60 employees as of Apr 06, 2024.
Employee and EPFO history for Ubs Securities India Private Limited
Monthly headcount, contribution history, establishment records, and filing compliance require an active report plan.
- Monthly headcount
- PF contributions
- ECR filing status
- Establishment history
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GST Compliance of Ubs Securities India Private Limited
GST registrations and filing compliance for Ubs Securities India Private Limited
State-wise registrations, return filing status, HSN and SAC details, and jurisdiction records require an active report plan.
- GSTIN registrations
- State-wise filing status
- HSN and SAC details
- Tax jurisdiction records
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Credit Ratings, Litigation & Regulatory Alerts for Ubs Securities India Private Limited
Credit ratings, litigation, and regulatory alerts for Ubs Securities India Private Limited
Agency ratings, court records, regulatory events, and entity-specific compliance alerts require an active report plan.
- Rating history
- Court and tribunal cases
- Regulatory alerts
- Director-linked violations
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MSME Payment Delays by Ubs Securities India Private Limited
MSME payment history for Ubs Securities India Private Limited
Amounts outstanding to micro and small suppliers, delay reasons, and MSME-1 filing history require an active report plan.
- Outstanding amounts
- Delay periods and reasons
- MSME-1 filing history
- Vendor payment signals
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Subsidiaries & Group Companies of Ubs Securities India Private Limited
Corporate group structure for Ubs Securities India Private Limited
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- Parent company
- Subsidiaries and ownership
- Associates and joint ventures
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MCA Filings & Documents of Ubs Securities India Private Limited
MCA filings and documents for Ubs Securities India Private Limited
Official forms, annual returns, financial statements, charge filings, and document dates require an active report plan.
- Incorporation documents
- Annual returns and statements
- Charge filings
- Complete filing index
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Recent Activity on Ubs Securities India Private Limited
Recent News on Ubs Securities India Private Limited
Frequently Asked Questions about Ubs Securities India Private Limited
Ubs Securities India Private Limited is an active private limited company in the financial services sector based in Bandra, Maharashtra, India. It was incorporated on 15 February 1996 (30+ years old) and is registered under CIN U67120MH1996PTC097299. The company has 60 employees.
Ubs Securities India Private Limited reported revenue of ₹464.1 Cr for FY 2025 (up 31.00% YoY).
The current directors and KMP of Ubs Securities India Private Limited are:
- Anubhav Agarwal - Director
- Vishal Goyal - Director
- Sumit Jalan - Director
- Gautam Chhaochharia - Director
- Somanathan Viswanathan - Company Secretary
- Mihir Jagdish Doshi - Director
The primary industry of Ubs Securities India Private Limited is financial services. The company specifically operates in brokerage and trading services. The company is currently active in this sector.
Ubs Securities India Private Limited can be reached at the registered office: Level 2 3 North Avenue Maker Maxity, Bandra Kurla Complex Bandra East, Maharashtra, India – 400051, or through the website ubs.com.
The authorised capital is ₹15 Cr, and the paid-up capital is ₹14 Cr.