About Alpha Omega Financial Systems
Alpha Omega Financial Systems is a Technology company based in Berkeley (United States) founded in 2013, and was acquired by Broadridge in August 2021. Post-trade solutions are delivered via an online platform for securities. Alpha Omega Financial Systems has raised $2.5 million across 2 funding rounds from investors including Broadridge. The company has 2 employees. Its chief executive, as recorded, is Kamal Duggirala. Its focus areas include FinTech, Investment Tech, Capital Market IT and Trade Management. Its legal entity is Alpha Omega Financial Systems, Inc. Its competitors include GAIN Capital, ION Group and Capitolis; 3 of its 3 listed competitors have raised funding.
Company details
Alpha Omega Financial Systems was founded in 2013 in Berkeley, United States, and operates within the financial technology sector. An online platform is provided for post-trade processing of equities, ETFs, and fixed income securities. Trade allocation and confirmation are handled after execution, with features designed to minimize disruptions. Details from multiple clients are integrated, and the matching process is facilitated to support efficient operations.
- Headquarters Berkeley, United States
- Employees 2
- Stage Acquired
- SectorsTechnology
- Email••••••••
- Phone•••• ••••
- Website ao-fs.com
- Social LinkedIn
- Acquired by Broadridge (Aug 2021)
- Legal Name Alpha Omega Financial Systems, Inc.
- Total Equity Funding$2.5M (USD)
in 2 rounds
- Latest Funding Round$500K (USD), Seed
Mar 2019
- Investors
- Employee Count2
- Acquired byBroadridge
(Aug 2021)
Funding Insights of Alpha Omega Financial Systems
Alpha Omega Financial Systems has successfully raised a total of $2.5M across 2 strategic funding rounds. The most recent funding activity was a Seed round of $500 thousand completed in March 2019. This substantial capital infusion reflects strong investor confidence in the company's business model, growth potential, and market opportunities. The funding enables strategic expansion, product development, market penetration, and operational scaling to drive long-term value creation and competitive advantage.
- Total Funding $2.5M
- Total Rounds 2
- Last Round Seed — $500,000
- First Round $2M
(Jan 2018)
All 2 funding rounds of Alpha Omega Financial Systems with amounts and investors; the two latest post-money valuations are shown, the rest are part of the premium plan.
| Date | Amount | Transaction Name | Valuation | Lead Investors | Investors |
|---|---|---|---|---|---|
| Mar 2019 | $500,000 | Seed | – | – | – |
| Jan 2018 | $2M | Seed | – | – | – |
1 investors in total: 1 institutional.
Investors in Alpha Omega Financial Systems
Alpha Omega Financial Systems has secured backing from 1 investor, including institutional investors. Prominent investors backing the company include Broadridge.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Cloud-based accounting and financial management solutions are offered to businesses. | 2007 | broadridge.com | New York, United States |
Investor details for Alpha Omega Financial Systems
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People of Alpha Omega Financial Systems
1 people are tracked at Alpha Omega Financial Systems (1 in leadership); the tracked headcount is 2.
| Name | Role | Group |
|---|---|---|
Kamal Duggirala | CEO | Leadership |
Complete people profiles for Alpha Omega Financial Systems
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Timeline of Alpha Omega Financial Systems
4 dated milestones of Alpha Omega Financial Systems across 8 years, from founding to its latest funding, stage changes and deals.
- Founded Alpha Omega Financial Systems is founded.
- Funding First funding round of $2.0M.
- Funding Latest funding round, Seed, of $500K.
- Exit Acquired by Broadridge.
Competitors of Alpha Omega Financial Systems
Alpha Omega Financial Systems has 3 listed competitors in our database, 3 of them funded. They include GAIN Capital, ION Group and Capitolis.
| Company Name | Domain | Founded | HQ Location | Total funding | Employees | Description |
|---|---|---|---|---|---|---|
| gaincapital.com | 1999 | Bedminster, United States | $175.5M | 252 | White-label front-end trading solutions for capital markets are provided. | |
| iongroup.com | 1998 | New York, United States | $400M | 988 | Treasury management solutions are provided for financial institutions and banks. | |
| capitolis.com | 2016 | New York, United States | $478.46M | 62 | Trade management solutions are provided for investors in capital markets. |
Detailed competitors of Alpha Omega Financial Systems
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Top companies in Investment & Financial Technology
3 companies that operate in the same segment as Alpha Omega Financial Systems (Investment & Financial Technology) in United States, ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
Commission-free trading and investment services are provided by Robinhood. | 2013 | Menlo Park, California, United States | USD 5.58 B | USD 2.98 B | 4,841 | |
Financial data and investment advisory tools are offered online. | 1984 | Chicago, Illinois, United States | USD 91 M | USD 351.25 K | 6 | |
App-based platform for spare change investment | 2012 | Irvine, California, United States | USD 587.84 M | 602 |
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Frequently Asked Questions about Alpha Omega Financial Systems
Alpha Omega Financial Systems was founded in 2013 and raised its 1st funding round 5 years after it was founded.
Alpha Omega Financial Systems is headquartered in Berkeley, United States. It is registered at Berkeley, California, United States.
Kamal Duggirala is the CEO of Alpha Omega Financial Systems, as recorded in our data.
Alpha Omega Financial Systems is a funded company, having raised a total of $2.5M across 2 funding rounds to date. The company's 1st funding round was a Seed of $2M, raised on Jan 2018.
Alpha Omega Financial Systems has 2 employees.
Alpha Omega Financial Systems was founded in 2013 in Berkeley, United States, and operates within the financial technology sector. An online platform is provided for post-trade processing of equities, ETFs, and fixed income securities. Trade allocation and confirmation are handled after execution, with features designed to minimize disruptions. Details from multiple clients are integrated, and the matching process is facilitated to support efficient operations.
Alpha Omega Financial Systems's top competitors include Capitolis, ION Group and GAIN Capital.
Alpha Omega Financial Systems has 1 investor. Key investors include Broadridge.
Alpha Omega Financial Systems operates through Alpha Omega Financial Systems, Inc..
Yes. Alpha Omega Financial Systems was acquired by Broadridge in August 2021.