About Compliance Advisory Services
Compliance Advisory Services is a Financial Services company based in Austin (United States) founded in 2002, and was acquired by Foreside in October 2019. It operates as a regulatory compliance consulting and audits are provided to banks. Its chief executive is Richard Berthy. Its focus areas include Service Providers to Banks and Defeasance Consulting.
Company details
Founded in 2002, Compliance Advisory Services operates from Austin, United States, focusing on the financial sector. Regulatory compliance consulting and audit services are delivered to banks, ensuring adherence to applicable laws and standards. Operations emphasize risk assessment, policy development, and ongoing advisory support. The firm serves clients primarily in the banking industry across the region, with expertise built over two decades.
- Headquarters Austin, United States
- Stage Acquired
- SectorsFinancial Services
- Website complianceadvisoryservices.com
- Acquired by Foreside (Oct 2019)
Investors in Compliance Advisory Services
Compliance Advisory Services has secured backing from 1 investor. Prominent investors backing the company include Foreside.
| Investor | Description | Founded Year | Domain | Location |
|---|---|---|---|---|
Placement services for private and hedge funds are offered. | 2005 | foreside.com | Portland, United States |
Investor details for Compliance Advisory Services
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- Complete investor list
- Round participation
- Investor portfolios
- Co-investor network
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People of Compliance Advisory Services
1 people are tracked at Compliance Advisory Services (1 in leadership).
| Name | Role | Group |
|---|---|---|
Richard Berthy | CEO | Leadership |
Complete people profiles for Compliance Advisory Services
Full employee and board profiles, team structure, tenure and professional contact details require an active premium plan.
- Full employee list
- Team structure
- Board tenure
- Professional contacts
Verified entity values are shown only after access is granted.
Timeline of Compliance Advisory Services
2 dated milestones of Compliance Advisory Services across 17 years, from founding to its latest funding, stage changes and deals.
- Founded Compliance Advisory Services is founded.
- Exit Acquired by Foreside.
Top companies in Banking & FinTech Platforms
10 companies that operate in the same segment as Compliance Advisory Services (Banking & FinTech Platforms), ranked by their profile score on The Company Check.
| Company | Description | Founded | Location | Total funding | Revenue | Employees |
|---|---|---|---|---|---|---|
Online business banking and financial workflow tools are provided. | 2010 | San Francisco, California, United States | USD 546 M | USD 2.71 M | 1,807 | |
Tide is recognized as a digital banking platform for businesses. | 2015 | London, England, United Kingdom | USD 180.56 M | – | 3,462 | |
Digital banking services are offered to individuals via mobile apps. | 2012 | San Francisco, California, United States | USD 3.15 B | USD 1.96 B | 2,516 | |
Banking solutions are provided for retail customers and businesses. | 2015 | London, England, United Kingdom | USD 1.73 B | USD 5.95 B | 20,299 | |
Internet first bank for individuals and businesses | 2015 | London, England, United Kingdom | USD 2.37 B | USD 2.31 M | 3,786 | |
Digital sustainable banking services are offered to consumers. | 2013 | Los Angeles, California, United States | USD 865 M | – | 237 | |
Digital banking services are offered to consumers and businesses. | 2014 | London, England, United Kingdom | USD 1.01 B | USD 813.42 M | 2,835 | |
Payment and banking solutions are provided to users and banks. | 2015 | San Ramon, California, United States | USD 390 M | USD 532.2 K | 2,149 | |
SaaS-driven credit card and spend management solutions platform for businesses | 2017 | Draper, Utah, United States | USD 1.2 B | – | 5,356 | |
Digital banking services are provided for individuals and businesses. | 2014 | Blyth, England, United Kingdom | USD 852.48 M | – | 556 |
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Frequently Asked Questions about Compliance Advisory Services
Compliance Advisory Services was founded in 2002.
Compliance Advisory Services is headquartered in Austin, United States. It is registered at Austin, Texas, United States.
Richard Berthy is the current CEO of Compliance Advisory Services.
Founded in 2002, Compliance Advisory Services operates from Austin, United States, focusing on the financial sector. Regulatory compliance consulting and audit services are delivered to banks, ensuring adherence to applicable laws and standards. Operations emphasize risk assessment, policy development, and ongoing advisory support. The firm serves clients primarily in the banking industry across the region, with expertise built over two decades.
Compliance Advisory Services has 1 investor. Key investors include Foreside.
Yes. Compliance Advisory Services was acquired by Foreside in October 2019.